09 / 03 / 2025

Pontera and Manulife John Hancock Retirement Announce Collaboration to Create Efficiencies for Advisors Looking to Improve Participant Outcomes with Personalized Defined Contribution Account Management

Pontera, the fintech company helping retirement savers receive professional 401(k) account management from their financial advisor, announced today a new strategic collaboration with Manulife John Hancock Retirement, a company of Manulife Wealth & Asset Management.

08 / 15 / 2025

How Retirement Savings Offer New Opportunities For Advisors

08 / 07 / 2025

If you have retirement savings, you want a financial advisor, expert explains

Pontera co-founder and chairman Uri Levine discusses saving for retirement on 'The Claman Countdown.'

08 / 04 / 2025

Pontera Offers Retirement Oversight & Advice: Co-Founder

Uri Levine, co-founder of Waze and Pontera, says one of the biggest challenges in the U.S. market is that people aren’t saving enough for retirement, emphasizing that many are not making the right financial decisions or getting proper advice. He speaks to Romaine Bostick and Scarlet Fu on "The Close."

07 / 10 / 2025

Pontera, Snowden Lane Partners Announce Integration Partnership to Leverage 401(k) Management Technology

Snowden Lane Partners’ financial advisors can now manage clients’ held-away accounts in a unified system

07 / 04 / 2025

Lisa Gomez New Strategic Advisor at Pontera

Retirement savings fintech Pontera announced on July 1 a partnership with Lisa M. Gomez, former Assistant Secretary for the Employee Benefits Security Administration (EBSA) at the U.S. Labor Department. Gomez will act as a strategic advisor to the company.

06 / 27 / 2025

Pontera and BridgeFT Announce Integration to Enhance Wealth Management Capabilities

Pontera, the fintech company enabling financial advisors to securely manage workplace retirement plan assets for participants, and BridgeFT, a cloud-native, API-first wealth infrastructure software company, announced today a new integration that enables financial advisors to view and manage Pontera accounts directly through BridgeFT’s WealthTech API platform.

06 / 11 / 2025

Fintech Leader Pontera Joins FTA 

The Financial Technology Association (FTA) announced financial advisor software provider and fintech innovator Pontera as its newest member.

06 / 10 / 2025

Most people don’t know what to do with their 401(k) accounts, says Pontera’s Uri Levine

Uri Levine, Pontera co-founder and chairman, joins ‘Squawk Box’ to discuss the state of retirement accounts, the need for financial advisors, impact of AI, and more.

05 / 08 / 2025

Kris Beck Joins Pontera as Chief Legal Officer

Pontera, the fintech company enabling retirement savers to get 401(k) management from their trusted advisor, announced the appointment of Kris Beck to the role of Chief Legal Officer.

05 / 05 / 2025

World Partners With Pontera For Advisors To Serve Held-Away Retirement Accounts

World’s Advisors Have Access To Pontera’s Platform To Manage 401(k) And Other Retirement Accounts Through A Data Security Layer

04 / 17 / 2025

Mercer Advisors Expands Held-Away Account Services With Pontera's Support

Mercer Global Advisors has launched a new proprietary program, Account Bridge, that streamlines its advisors’ ability to provide and implement advice on clients’ outside investment accounts, including 401(k)s and similar tax-advantaged workplace accounts.

01 / 29 / 2025

Pontera and Orion launch new integration to help advisors offer personalized, holistic investment solutions at scale

Pontera and Orion, a leading advisor tech company, announce a first-of-its-kind collaboration that will enhance and streamline investment management including 401(k)s

01 / 07 / 2025

Pontera and Hightower to deliver enhanced financial advice through secure, seamless management of client 401(k)s

Pontera announces its first advisory firm partnership of 2025 with Hightower, the fifth largest U.S. registered investment advisor.

01 / 07 / 2025

Pontera, Hightower Join Forces to Help Clients Optimize 401(k) Returns

New York-based fintech provider Pontera announced that it is now collaborating with Hightower Advisors to assist in managing clients’ held-away assets.

12 / 30 / 2025

401(k) Investors With Advisors Contribute More, Feel More Confident, Survey Finds

Financial Advisor reports a Pontera 401(k) survey found that investors who work with an advisor boost not only their retirement confidence but their contribution levels -- and are ready to pay for their advisor’s expertise.

12 / 14 / 2024

Pontera and IAA Collab on Wealth Management Services

With Pontera's latest platform partnership, IAA’s 140 partner firms will be able to view, analyze and manage clients’ 401(k)s and other workplace plan accounts

12 / 10 / 2024

Pontera and Independent Advisor Alliance partner to help its financial advisors optimize client wealth for more secure retirements

Pontera has formed a partnership with Independent Advisor Alliance (IAA), enabling its advisors to offer enhanced wealth management services by integrating workplace retirement accounts into their holistic financial planning process.

11 / 14 / 2024

Pontera and Oppenheimer partner to empower holistic wealth management that incorporates clients' 401(k)s

Top 10 U.S. broker-dealer will leverage Pontera's secure platform to manage workplace retirement accounts and help clients optimize their returns.

11 / 12 / 2024

Advisors are filling the ‘401(k) expertise gap’ to boost the confidence of retirement savers

Retirement plan participants find plan information confusing, even overwhelming, and question their own investment choices, which is why 74% of Americans want more professional help with their 401(k)s – and many are willing to pay for it, says a Pontera survey..

11 / 04 / 2024

Pontera now offers access to Envestnet's BillFin solution to streamline 401(k) account billing for financial advisors

Pontera, the fintech company helping Americans retire better, announced the availability of Envestnet's BillFin solution through a new integration that will make 401(k) account billing more efficient and seamless for financial advisors.

10 / 30 / 2024

Pontera 401(k) Survey: Advisors Significantly Boost the Financial Knowledge and Confidence of America’s Retirement Savers

Pontera asked The Harris Poll to conduct a nationwide survey of 2,010 workplace retirement plan participants from 50 states, half of whom also work with a financial advisor. We found that 8 in 10 advised participants – and 100% of Baby Boomers – enjoy greater peace of mind and confidence. These participants are also more engaged with their plans than un-advised workers and more likely to maximize their annual contributions.

10 / 30 / 2024

Advisors boost workers' 401(k) confidence, finds Pontera - InvestmentNews

Survey reveals most advised plan members max out their contributions, are more aware of fees, and have greater peace of mind in their retirement planning.

10 / 30 / 2024

Too many Americans are missing out on key 401(k), retirement guidance - TheStreet

Pontera recently released its 401(k) Literacy Study, and the results underscore the widening retirement knowledge gap between those with advisors and those without. Professional financial guidance may give cautious investors more confidence in their investment portfolios.

10 / 30 / 2024

Participants with Advisors Way More Confident of Secure Retirement - 401k Specialist 

First Pontera 401(k) Literacy Study finds more than 8 in 10 participants working with a financial advisor are better informed and contribute more

10 / 30 / 2024

How Advisors Give 401(k) Plan Participants ‘Greater Piece of Mind’

Citing a new Pontera consumer survey, NAPA reports that retirement plan participants who work with a financial advisor are more confident about their retirement prospects, better informed about their plans and contribute more to their accounts.

10 / 15 / 2024

Commonwealth Bulks Up on Tech with Pontera, Orion

Commonwealth Financial Network is partnering with technology providers Pontera and Orion to give time back to advisors, according to President and COO Trap Kloman.

09 / 24 / 2024

Pontera opens up about state-level advocacy with regulators

A closer look at Pontera's proactive outreach campaign to state securities regulators this year amid questions about credential-sharing technology.

09 / 19 / 2024

Pontera and 401GO partner to enable personalized 401(k) management by clients' trusted financial advisors

Pontera has formed a strategic partnership with 401GO, a fast-growing retirement plan provider using advanced technology to better serve participants, advisors and sponsors

09 / 19 / 2024

Pontera deepens advice access in 401(k) plans with 401GO

Fintech's latest strategic partnership will help more plan participants get personalized guidance from their trusted advisors.

09 / 19 / 2024

Pontera Partners With Recordkeeper 401GO

The agreement will allow advisers to charge management fees directly from clients' retirement plan accounts, a service requested by plan participants.

09 / 12 / 2024

Meet the Luminaries Class of 2024 Finalists

Pontera has been named a finalist for a 2024 Luminaries Award by ThinkAdvisor.com

09 / 05 / 2024

WealthManagement.com Celebrates Top Companies, Executives at 2024 Industry Awards

Pontera was named winner of best 401(k) Technology in the 2024 Wealth Management Industry Awards, known as "the Wealthies"

07 / 22 / 2024

planadviser: Modern Wealth Surpasses $4B in Less Than 2 Years

Capelle notes that Modern Wealth advisers do have access to a platform that allows them to manage clients’ 401(k) assets alongside other investments through the firm Pontera.

07 / 21 / 2024

Women and computers: Michal Bar, Pontera

Israel's People & Computers interviews Michal Bar, Pontera director of product development in Israel

07 / 02 / 2024

How to get advisors to use new tech: Test it on them first

Financial advisor Ed Friedman of Summit Financial in Parsippany, N.J., tells Financial Planning that “we put Pontera on the platform, and it's been a big hit for us.”

06 / 18 / 2024

The Wealth Advisor - GeoWealth: 5 Years of America's Best TAMPs

That’s why partnering with strategic firms—like Axos, iCapital, Pontera, 55ip, Halo Investing, and others—empowers GeoWealth users with even more investment management flexibility.

06 / 07 / 2024

WealthManagement.com: The Word on WealthTech for June 2024

Honestly, we’re surprised more advisors don’t include 401(k) oversight management in their advisory offering. Clients expect them to help them make good decisions about taxability, and it pays for itself, so why not?

06 / 06 / 2024

planadviser: Managing Assets Within the Plan

This PLANADVISER In-Depth story considers the new ways financial advisers are seeking to manage participant 401(k) accounts before they’ve rolled out.

05 / 31 / 2024

planadviser: Product & Service Launches – 5/30/24

Pontera and Stifel help 401(k) participants pursue retirement goals

05 / 27 / 2024

New York Post: Empire State Building thriving despite doom-and-gloom NY Times forecast

In the latest new office deal, Pontera Solutions just signed for 41,000 square feet — relocating and growing from 10,539 square feet at ESRT’s 111 W. 33rd St.

05 / 22 / 2024

Integrating 401(k) Plans with Pontera

Independent advisory firm Cerity Partners explores how the Pontera platform enables its advisors to view, analyze, and rebalance clients’ 401(k) accounts as an integrated part of their comprehensive portfolios.

05 / 20 / 2024

Advisor Tech Talk (Week of 5/20/24)

Gaining a clear view of their clients’ 401(k)s through Pontera will help Stifel advisors deliver holistic guidance that yields better outcomes and peace of mind for clients.

05 / 16 / 2024

Financial Advisor IQ: Stifel Taps Pontera to Help FAs Manage 401(k)s

Pontera's 401(k) platform will be accessible to more than 2,400 Stifel advisors.

05 / 15 / 2024

WealthManagement.com: Pontera, Stifel Financial Launch Partnership

The held-away asset management platform will be integrated with the tech stack of over 2,400 Stifel Financial advisors.

05 / 15 / 2024

NAPA: Pontera Partners with Stifel to Help with Personalized 401(k) Management

The partnership was unveiled May 14 by Ron Kruszewski, Chairman and Chief Executive of Stifel, during a mainstage presentation at Blueprint 2024, Stifel's annual national sales and innovation conference, in Las Vegas.

05 / 15 / 2024

planadviser: Product Partnership – 5/15/24

Pontera and Stifel help 401(k) participants pursue retirement goals

05 / 14 / 2024

Pontera and Stifel Partner to Help 401(k) Participants Pursue Their Retirement Goals

Over 200,000 Stifel clients will now benefit from secure, personalized 401(k) management. The milestone partnership unveiled at Blueprint 2024, Stifel’s national sales and innovation conference, in Las Vegas.

05 / 14 / 2024

401(k) Specialist: Pontera, Stifel Partner to Securely Manage Client 401(k)s

Collaboration unveiled today extends capabilities of more than 2,400 Stifel advisors serving over 200,000 clients

05 / 14 / 2024

InvestmentNews: Pontera unveils 401(k) mega-partnership with Stifel

The collaboration will let over 2,400 advisors manage retirement plan assets for more than 200,000 clients across the wealth giant’s enterprise.

05 / 06 / 2024

Calcalist: From intern to VP—the long yet rewarding route of growing with a startup

"In the beginning we were building something new. We were pioneers, we did everything."

04 / 17 / 2024

planadviser: Product Partnerships – 4/17/24

Ameritas works with Pontera to offer 401(k) management.

04 / 15 / 2024

Advisor Tech Talk (Week of 4/15/24)

Pontera announced the hiring of three leaders with nearly 70 years combined experience in the defined contribution (DC) plan industry.

04 / 09 / 2024

InvestmentNews: Pontera gains DC street cred with veteran hires

The fintech is raising its profile in the 401(k) space with three veteran hires who boast a collective track record of nearly 70 years.

04 / 08 / 2024

Strengthening 401(k) Industry Ties: Pontera Welcomes Three Seasoned Retirement Plan Leaders

Jerry Bonnabeau joins as Head of DC Partnerships; Kevin Amoruso as Director, DC Strategic Relationships; and Todd Stablewski as Director, DC Partnerships

04 / 08 / 2024

NAPA: Pontera Welcomes Three Industry Veterans to New DC Partnerships Team

Fintech provider Pontera has announced the hiring of three leaders with nearly 70 years combined experience in the defined contribution (DC) plan industry to oversee a new DC Partnerships Team.

04 / 08 / 2024

planadviser: Pontera Adds 3 Execs With 401(k) Industry Experience

Firm connecting financial advisers to 401(k) investments brings executives with experience from firms including Edelman Financial Engines, Voya, and Principal.

04 / 08 / 2024

401(k) Specialist: Pontera Builds Out DC Partnerships Unit with Trio of Experienced Hires

Jerry Bonnabeau joins in new role as Head of DC Partnerships; Kevin Amoruso as Director, DC Strategic Relationships; and Todd Stablewski as Director, DC Partnerships

04 / 07 / 2024

InvestmentNews: Pontera extends 401(k) platform with Ameritas alliance

The fintech provider will provide access to its workplace retirement account platform for advisors at the firm.

04 / 05 / 2024

ThinkAdvisor: Ameritas Adds Pontera’s 401(k) Management Platform

Platform provider Pontera says it’s formed a business relationship with Ameritas Advisory Services, through which Ameritas-affiliated advisors will be able to make trades and otherwise manage their clients’ workplace retirement plan accounts.

04 / 04 / 2024

Ameritas Now Works with Pontera to Offer 401(k) Management as Part of Holistic Financial Planning for Clients

Ameritas selected Pontera to help enable its financial professionals to securely manage their clients' 401(k)s, 403(b)s, 457(b)s and other workplace retirement accounts by using the platform.

04 / 02 / 2024

#FA Success Ep 379: Hans Blake

Hans is the founder of Intelligent Investing, an RIA based in Greenville, South Carolina, that oversees $50M in assets under management for 40 client households.

03 / 20 / 2024

AdvisorHub: Planning For Success

Pontera enables Commonwealth’s advisors to serve their clients as holistic wealth managers.

03 / 15 / 2024

Mobile Reality: New York City-based fintech companies that you should have on your radar in 2024

The Mobile Reality names Pontera one of 10 New York-based fintechs with the potential for positive disruption

03 / 13 / 2024

Barron's: Advisors Name the New Technology That’s Having the Biggest Impact on Their Firms

For this week's Barron's Advisor Big Q, we asked representatives from four firms to describe recently implemented technology that's making a big impact.

03 / 13 / 2024

WealthTech Today: Commonwealth Financial Network Integrates Pontera

Commonwealth announces a partnership with Pontera, its largest publicly-announced client with over 2,200 advisors and $300B in assets

03 / 11 / 2024

Advisor Tech Talk (Week of 3/11/24)

Advisors using both solutions can analyze and rebalance plan holdings as part of an end-to-end, personalized financial plan that better addresses their clients’ needs.

03 / 07 / 2024

planadviser: Product Partnerships – 3/6/24

Pontera and AdvisorEngine integration to streamline 401(k) management

03 / 05 / 2024

Pontera and AdvisorEngine Integration to Streamline Holistic 401(k) Management Capabilities for Advisory Firms

New partnership gives advisors greater visibility into clients' retirement accounts for better informed, comprehensive portfolio guidance

03 / 01 / 2024

planadviser: Financial Advisers Push to Manage 401(k) Assets

As demand increases for more holistic financial planning services, firms are looking to expand the market of financial advisers managing 401(k) assets.

02 / 20 / 2024

Advisor Tech Talk (Week of 2/20/24)

The partnership boosts the ability of CAPTRUST financial advisors to deliver comprehensive wealth planning and investment advice across client accounts

02 / 16 / 2024

InvestmentNews: Fintech Pontera partners with Captrust

Deal with RIA giant will provide financial advisors with more advanced tools to manage client assets held in retirement plans.

02 / 16 / 2024

401(k) Specialist Corporate Roundup: OneDigital Acquires Wintrust’s Retirement Division; CAPTRUST, Pontera Partnership

CAPTRUST Financial Advisors announced it will begin utilizing Pontera for its wealth management and retirement planning services.

02 / 16 / 2024

NAPA Net: Pontera Picks up CAPTRUST as a 401(k) Management Partner

Chalk up another win for Pontera in assisting advisors in managing clients’ held-away assets, as the firm announced that CAPTRUST Financial Advisors will roll out its platform.

02 / 15 / 2024

Pontera Partners with CAPTRUST to Enable Enhanced Retirement Planning and Wealth Management Capabilities

CAPTRUST to leverage Pontera's platform to elevate its wealth management services

02 / 15 / 2024

planadviser: Product & Service Launches – 2/15/24

CAPTRUST joins list of advisories partnering with Pontera on 401(k) management tool.

02 / 08 / 2024

AdvisorHub: Steward Partners Elevates Retirement Planning with Pontera

Pontera provides a secure, client-permissioned platform for financial advisors to manage 401(k)s, 403(b)s and other held-away retirement plan assets.

02 / 07 / 2024

Product Partnerships – 2/7/24

Steward Partners Global Advisory LLC announced a partnership with Pontera Solutions Inc. for its advisers to manage client 401(k) accounts.

02 / 02 / 2024

ThinkAdvisor: Know the Risks - Using Your Clients’ 401(k) Logins

“Our ongoing investment in the platform reinforces Pontera’s commitment to helping U.S. workers retire better through a national footprint of partnerships with leading financial firms.”

01 / 31 / 2024

Steward Partners Elevates Wealth Management and Retirement Planning Services with Pontera

Rapidly-growing RIA and broker-dealer announces a forward-thinking partnership with Pontera, equipping advisors with secure and comprehensive 401(k) account management and reporting capabilities

01 / 24 / 2024

Product Partnerships – 1/24/23

Pontera announces partnership with Commonwealth Financial Network

01 / 24 / 2024

401(k) Real Talk Episode 90: January 24, 2024

Pontera, another fintech focused on DC plans and advisors, announced a partnership with Commonwealth to enable their advisors to manage client’s 401k accounts just after getting another $60 m in funding late last year.

01 / 18 / 2024

401(k) Specialist: Commonwealth Latest to Partner with Pontera on 401(k) Management

In its most recent collaboration, fintech company Pontera is partnering with Commonwealth Financial Network to provide retirement management services to financial advisors.

01 / 18 / 2024

Fintech Friday: Commonwealth Picks Pontera for 401(k) Management Help

Commonwealth-affiliated advisors can seamlessly manage clients’ retirement plan assets via Pontera’s platform.

01 / 17 / 2024

Pontera Announces Partnership with Commonwealth Financial Network to Help Its Advisors Better Manage Clients' Wealth

Through this partnership, Commonwealth's affiliated advisors can seamlessly and securely manage clients' retirement plan assets via Pontera, further enhancing their ability to support their clients' long-term financial planning goals.

01 / 17 / 2024

WealthManagement.com: Can 401(k) Plan Fees Fall to Zero?

Firms like Pontera are beginning to allow advisors to actively manage all assets in DC plans which at 1% is $93 billion annually not to mention outside assets and other ancillary services.

01 / 11 / 2024

AlleyWatch: The 8 Largest NYC Tech Startup Funding Rounds of December 2023

Founded by David Weisz, Uri Levine, and Yoav Zurel in 2012, Pontera has now raised a total of $159.3M in total equity funding.

01 / 08 / 2024

Wealthtech Roundup: Envestnet, Smarsh, FP Alpha, Altruist And More

The fintech company more than quadrupled revenue since its last fundraise, which was announced in February 2022.

01 / 03 / 2024

Nasdaq TradeTalks: The Evolution of Financial Planning and Wealth Management and Impact of Technology in the Space

Dave Goldman, Chief Business Officer of Pontera, joins the Nasdaq TradeTalks panel to discuss the evolution of financial planning and wealth management and the impact of technology in the space.

12 / 20 / 2023

Pulse 2.0: $60 Million Closed To Enable 401(k) Participants To Receive Wealth Management Services

Pontera – a fintech company enabling 401(k) participants to receive comprehensive wealth management services by personal financial advisors – recently announced it secured $60 million in a funding round led by ICONIQ Growth.

12 / 17 / 2023

TechCrunch: Fintech’s wild ride in 2023

Fintech startup Pontera raises $60 mln, plans more hiring in Israel

12 / 14 / 2023

AlleyWatch: Pontera Raises $60M to Allow Financial Advisors to Help Clients with their 401(k)s and other Retirement Plans

AlleyWatch caught up with Pontera CEO Yoav Zurel to learn more about the business, the company’s strategic plans, latest round of funding, and much, much more…

12 / 11 / 2023

AlleyWatch: The Weekly Notable Startup Funding Report: 12/11/23

New York-based Pontera is a fintech company that offers financial and investment advice services.

12 / 08 / 2023

InvestmentNews: Pontera raises another $60 million

Latest funding round for fintech platform allowing advisors to manage clients’ held-away assets is led by Iconiq.

12 / 08 / 2023

FinancialPlanning: Pontera raises $60M in latest funding round

Fintech company Pontera has secured $60 million in a funding round led by ICONIQ Growth to bolster its suite of 401(k) management offerings.

12 / 08 / 2023

WealthManagement.com: Pontera Raises $60M Led By ICONIQ Growth

This is the held-away asset management platform's second capital raise since pivoting and changing its name from FeeX in February 2022.

12 / 08 / 2023

Crunchbase: X-Energy And Seismic Therapeutics Lead Surprisingly Big Week

New York-based Pontera, the fintech company enabling 401(k) participants to receive wealth management services, secured $60 million in a funding led by Iconiq Growth.

12 / 08 / 2023

The AlleyWatch Startup Daily Funding Report: 12/7/2023

Pontera has now raised a total of $159.3M in total equity funding and is backed by Blumberg Capital, Collaborative Fund, Hanaco Venture Capital, ICONIQ Growth, Lightspeed Venture Partners, and The Founders Kitchen.

12 / 07 / 2023

Pontera Raises $60 Million to Help US Workers Retire Better

ICONIQ Growth backs fintech's efforts to expand access to comprehensive wealth management services for 401(k) participants

12 / 07 / 2023

Reuters: Fintech startup Pontera raises $60 mln, plans more hiring in Israel

Fintech startup Pontera has raised $60 million in fresh funding led by investment firm ICONIQ Growth, the New York-based company which builds software to help financial advisers manage retirement accounts, said on Thursday.

12 / 07 / 2023

Citywire RIA: Zuckerberg-linked investment firm Iconiq stakes Pontera

ICONIQ Growth, an investment firm that stakes tech companies, has led a funding round that raised $60m for the fintech.

12 / 07 / 2023

Axios Pro Rata, December 07 2023

Pontera, a New York-based wealth management startup, raised $60m in funding

12 / 01 / 2023

WealthManagement.com: The Word on WealthTech for December 2023

Pontera’s technology is cool because it gives advisors the opportunity not only to provide a more holistic client experience, but to charge a fee on it as well.

11 / 21 / 2023

WealthManagement.com: Broker/Dealers at the Vortex of the Convergence of Wealth, Retirement and Benefits at the Workplace

Many broker/dealers mentioned how Pontera is allowing their advisors to manage clients’ DC and outside assets without compromising data security.

11 / 08 / 2023

Adviser Product Partnerships – 11/8/23

Pontera Solutions Inc. announced a partnership with Wealthspire Advisors LLC, an NFP company and independent registered investment adviser, in which Wealthspire will leverage the Pontera platform to expand its 401(k) management capabilities.

11 / 07 / 2023

Financial Advisor Magazine: Savant Tabs Pontera To Assist With Held-Away Assets

“We’re working across the industry with firms of all shapes and sizes because it’s important that there’s a path to a better retirement for American workers and there is one way to help them get there.”

10 / 31 / 2023

Pontera and Wealthspire Advisors Partner to Achieve Clients' Retirement Aspirations

Fast-growing RIA selects Pontera to strengthen its comprehensive management of client 401(k) and other held-away assets

10 / 31 / 2023

Citywire RIA: DOL proposes new fiduciary rule

Currently, the definition of a fiduciary does not extend to certain rollover and annuity recommendations, the DOL said.

10 / 25 / 2023

Pontera and Kovack Financial Network Announce a New Partnership

Privately-held broker-dealer and corporate RIA managing over $13 billion in assets across 95,000+ client accounts partners with Pontera to offer secure professional 401(k) management capabilities to their over 400 financial professionals

10 / 25 / 2023

Adviser Product Partnerships – 10/25/23

“Kovack advisers have communicated a growing need to better support clients with retirement plan accounts,” Chris Yarosh, Kovack’s vice president of practice management and due diligence, said in a statement.

10 / 13 / 2023

connectmoney: Savant Partners with Fintech Firm to Manage Retirement Accounts

The new collaboration will avoid significant investments in security and compliance while delivering more capabilities to its advisors.

10 / 13 / 2023

FinancialPlanning: Savant Wealth Management enters 401(k) partnership with Pontera

Savant leaders said once Pontera announced an integration with Envestnet earlier this year, "the pieces fell into place for a more streamlined, scalable solution" because Savant uses Envestnet's portfolio management platform.

10 / 12 / 2023

Financial Advisor IQ: Savant Wealth Taps Pontera for 401(k) Management

The move is part of a broader plan to build out Savant’s outside asset management capabilities, according to the firm.

10 / 06 / 2023

InvestmentNews: Savant boosts advisors’ 401(k) management with Pontera partnership

Financial advisors with Savant Wealth Management are gaining additional capabilities to provide professional 401(k) management for their clients.

10 / 05 / 2023

Pontera and Savant Wealth Management Join Forces to Expand Wise Retirement Counsel

Investment advisory firm now overseeing more than $300 million in outside assets selects Pontera to deliver comprehensive 401(k) management

10 / 05 / 2023

planadviser: Savant Wealth Joins Pontera’s 401(k) Management Platform

COO of $20B investment advisory sees ‘enormous’ market for managing client assets within 401(k) plans.

10 / 05 / 2023

Citywire RIA: Savant partners with tech firm to manage held-away retirement assets

Savant Wealth Management, the Rockford, Ill.-based RIA that oversees $20.4bn in client assets, disclosed on Thursday a partnership with a fintech firm to manage clients’ held-away retirement assets.

09 / 29 / 2023

CNBC: The 3 best steps to take with an old 401(k), according to a money expert: ‘Choose your own adventure’

Generally, when you change jobs, you have three tax-efficient options for your 401(k) account. Here’s what to consider when weighing your options.

09 / 05 / 2023

WealthManagement.com: Are Auto Features the ‘Ozempic’ of 401(k) Plans?

New services like Pontera help advisors manage their client’s DC plans with less cyber risk.

08 / 30 / 2023

Advisor Tech Talk (Week of 8/28/23)

With this collaboration, Summit advisors gain access to a secure platform to seamlessly manage 401(k) and 403(b) accounts as part of a holistic approach to growing clients’ wealth.

08 / 28 / 2023

connectmoney: Pontera Adds Summit Financial to 401(k) Management Platform

Parsippany, NJ-based Summit, which oversees $9 billion in client assets, will use Pontera’s technology to gain access to view and manage client 401(k) and 403(b) accounts.

08 / 25 / 2023

planadviser: Future Capital and Wealth Advisory TLG Partner On 401(k) Investment Management

In a separate announcement earlier this week, Pontera, a financial technology firm that also syncs financial advisers with clients’ retirement savings accounts, made a deal with Summit Financial LLC, an RIA overseeing $9 billion in client assets.

08 / 25 / 2023

RIA Roundup: Avantax Adds Two Firms, $450M in Assets

The team is already working with financial technology platform Pontera to analyze, rebalance, and report on 401(k) and other held-away assets.

08 / 24 / 2023

InvestmentNews: Helping clients be more realistic about their investing horizon

How one Summit Financial advisor plans to use Pontera to manage clients' held-away assets.

08 / 23 / 2023

Pontera and Summit Financial Partner to Help Advisors Enhance Retirement Outcomes and Build Trust

Pontera welcomes independent financial services firm Summit Financial to its partner network—providing a secure platform for advisors to comprehensively and transparently manage 401(k), 403(b) and other retirement accounts.

08 / 23 / 2023

planadviser: Pontera Adds RIA Summit Financial to 401(k) Management Platform

Another financial investment advisory can now bring clients’ “held-away” retirement saving accounts under management.

08 / 23 / 2023

401(k) Specialist: Summit Financial is Latest Strategic Partner for Pontera

Deal provides Summit advisors with access to Pontera platform to comprehensively and transparently manage 401(k), 403(b) and other retirement accounts.

08 / 22 / 2023

Avantax Acquires Summit Wealth Advocates Adding 7-person Team and $330 Million in Total Client Assets to Avantax’s Employee-based Model

As part of the Summit acquisition, Primeau and his team are working with Pontera, a fintech platform that enables advisors to analyze, rebalance, and report on 401(k) accounts and other held-away assets.

08 / 22 / 2023

M&A: Avantax Acquires Summit Wealth Advocates

Summit Wealth is a Minnesota-based wealth management firm with approximately $330 million in total client assets.

08 / 14 / 2023

WealthManagement.com: The Incredibly Shrinking 401(k) Industry Is About to Explode

With the convergence of wealth, retirement and benefits at work, the DC market is currently under massive pressure.

07 / 20 / 2023

Founders Financial and Pontera Partner to Positively Impact Retirement Outcomes for Clients Served

The new collaboration will enable Founders' Member Partners to better serve retirement savers with professional 401(k) management as part of their comprehensive approach to growing wealth.

07 / 20 / 2023

401(k) Specialist: Founders Financial, Pontera Partner to Help Advisors Manage Held-Away 401(k)s

“We’re proud to partner with Founders Financial to help its Member Partners apply the same level of premium service to all their clients’ assets,” said Peter Nolan, VP Enterprise at Pontera.

07 / 20 / 2023

planadviser: Advisers Agnostic as to Where Retirement Assets Sit

A key to Pontera’s offering is turning the keys of 401(k) management over to advisers so they can provide both holistic and compliant services, according to Zurel.

07 / 20 / 2023

Fintech Friday: How to Deal with a 401(k) that’s ‘Held Away’

There are fewer greater frustrations than developing a financial plan only to exclude held-away assets that can materially and significantly change the advisor’s recommendations (if they’re even discovered).

07 / 12 / 2023

401(k) Real Talk: Episode 67: July 12, 2023

Pontera study notes many advisors are not recommending rollovers

07 / 04 / 2023

planadviser: Pontera Says Rollover Not Always Superior to 401(k)

Pontera said many investors mistakenly believe that a rollover is required, but they are not and can be quite costly.

06 / 29 / 2023

401(k) Specialist: 59% of Advisors Do Not Rollover Clients’ 401(k)s to IRAs

The analysis argues rolling over a 401(k) into an alternative retirement account could come at the expense of “better” 401(k) benefits, lower fees, institutional fund access, tax benefits to employer stock, creditor protections, and loan options.

06 / 29 / 2023

A Rollover Isn't Always Best: Pontera Helps More Americans Stick With Their 401(k)s

A new survey shows Pontera helped 59% of financial advisors and their clients manage assets in plan versus a suboptimal IRA rollover

06 / 26 / 2023

WealthTech Today: June WealthTech News

Pershing also announced collaborations with a number of other firms integrating with Wove, including Pontera for held away assets, Pure Facts ror billing, and Salesforce for CRM.

06 / 07 / 2023

BNY Mellon’s Pershing X Announces Collaborations with Salesforce, PureFacts and Pontera to Help Power Its New Wealth Management Platform, Wove

Pontera will integrate its solution into Wove’s wealth reporting offering, allowing advisors to analyze, rebalance and bill on 401(k), 403(b) and other held-away retirement accounts as a crucial part of a client’s full financial picture

06 / 07 / 2023

FinancialPlanning: BNY Mellon's Pershing X unveils wealth management platform with a number of partnerships: Wealthtech Weekly

On Wednesday, BNY Mellon | Pershing followed the launch by announcing collaborations with Salesforce, PureFacts and Pontera to provide technology for advisors on Wove.

06 / 07 / 2023

WealthManagement.com: Pershing X Knitting More Services Into New Wove Platform

Collaborations with Salesforce, PureFacts and Pontera will add retirement planning, billing and client onboarding capabilities to the multicustodial platform announced this week at INSITE.

05 / 22 / 2023

WealthManagement.com: Managing the Wealth but Not the Plan

Fred Barstein talks with Dave Goldman, chief business officer at Pontera, about the impact of DC plans on RPAs.

05 / 22 / 2023

WealthManagement.com: Managing the Plan but Not the Wealth

Dave Goldman and Fred Barstein discuss how advisors can help clients manage their defined contribution accounts to provide a holistic view of their portfolios.

05 / 22 / 2023

Advisor Tech Talk (Week of 5/22/23)

Digital Wealth News recaps partnership announcements for Pontera, Ledgible, DFD Partners and Marstone, as well as a new executive chairman at Orion.

05 / 16 / 2023

SignatureFD and Pontera Partner to Help More Retirement Savers Find Their Net Worthwhile

Pontera has announced a partnership with Atlanta-based wealth management firm SignatureFD, which serves more than 1,600 client families, and has over $6 billion in total assets under management, including $550 million in outside assets. The partnership will allow them to help even more clients transform their net worth into their Net Worthwhile.

05 / 16 / 2023

WealthManagement.com: ChatGPT, Amazon, TikTok Are Coming for RPAs

Plan participant expectations are evolving thanks to new technologies. Retirement savers might have more trust in their employer and providers have better access at work, but that access is becoming easier through firms like Pontera.

05 / 16 / 2023

InvestmentNews: SignatureFD adds Pontera platform to grow 401(k) business

Pontera’s alliance with the Atlanta-based wealth manager is the latest in a string of deals designed to give financial advisors the ability to manage client assets in held-away accounts.

04 / 27 / 2023

Financial Advisor IQ: OneDigital Partners with Pontera to Help FAs Manage 401(k)s

OneDigital pointed to recent research published in the Harvard Business Review that found that more than 40% of employees cash out their 401(k) plans when changing jobs, despite the harm such a move does to retirement savings.

04 / 26 / 2023

Adviser Product Partnerships: OneDigital Partners with Pontera to Help FAs Manage 401(k)s

The partnership will provide advisors assistance on various investment options, including target date funds and managed services, as well as “more bespoke in-plan management,” David Goldman, chief business officer of Pontera, said in the announcement.

04 / 25 / 2023

OneDigital Chooses Pontera to Help Clients with Their 401(k)s

Pontera has partnered with @WeAreOneDigital to enable their representatives to more effectively manage plan participant accounts as part of their cohesive, goals-based investment strategies for clients.

04 / 25 / 2023

401(k) Specialist: OneDigital Partners with Pontera to Help Participants with Their 401(k)s

Using Pontera’s solution, OneDigital wealth managers will be able to gain deep insights into each of their client’s retirement accounts to make informed rebalancing decisions while retaining assets in-plan.

04 / 19 / 2023

WealthTech Today: Pontera Adds Integrations with Envestnet and AssetBook to Enable Direct Trading in 401(k) Accounts

Ezra Group sat down with Dani Fava, Group Head of Product Innovation at Envestnet, and Marwa Zakharia, CEO of AssetBook, to find out more about their integration with Pontera and the new opportunities it offers to advisors.

04 / 14 / 2023

Wealth Solutions Report: Retirement Savers Need More Help Managing Their 401(k)s

Advisors we work with at Pontera are successfully offering a more comprehensive service to their clients by managing their 401(k)s and other retirement assets in concert with the rest of their portfolios, producing happier clients and better retirement outcomes.

03 / 30 / 2023

Adviser Product Partnerships: Lion Street Adds Pontera as Partner to Deliver 401(k) Management Platform

Lion Street’s wealth managers will now be able to analyze held away account fund lineups, review historical performance and fees, and rebalance accounts using Pontera’s client-permissioned, SOC 2-certified platform.

03 / 28 / 2023

Lion Street Adds Pontera as a Strategic National Partner to Deliver 401(k) Management to Seasoned Professionals Across the US

Lion Street, a national broker-dealer with more than $18 billion in assets under administration, will use Pontera to analyze held-away account fund lineups, review historical performance and fees, and proactively rebalance accounts to create better client outcomes.

03 / 22 / 2023

401(k) Specialist: Pontera and AssetBook Collaborate on Retirement Portfolio Management Support

AssetBook is partnering with Pontera to help financial advisors manage their client’s full portfolio, now enabling them to view, monitor, report and bill on held-away assets in AssetBook’s Pulse Platform.

03 / 21 / 2023

Pontera and AssetBook Announce Integration to Help Advisors Comprehensively Manage the Retirement Saver’s Full Portfolio

Marwa Zakharia, Chief Executive Officer at AssetBook said “Partnering with Pontera... strengthens our advisors’ ability to customize a holistic financial plan and help clients achieve their retirement goals.”

02 / 28 / 2023

Sanctuary Wealth Expands Advisor Toolbox by Partnering With Pontera

Sanctuary Wealth, with partner firms in 28 states and $25Bn in AUM, has partnered with Pontera to provide another "arrow in the quiver" for their advisors to deliver better client retirement outcomes.

02 / 28 / 2023

401(k) Specialist: Sanctuary Wealth Partners with Pontera for Held-Away Accounts Support

Sanctuary Wealth, announced today it has formed a partnership with financial technology company Pontera that enables Sanctuary Wealth advisors to manage, trade, and bill on held-away accounts, including 401(k)s and 403(b)s.

02 / 10 / 2023

FamilyWealthReport: What’s New In Investments, Funds? – Pontera, Benjamin F. Edwards

New York-based Benjamin F. Edwards, a wealth-management firm with over $38 billion in client assets under management, has partnered with fintech company Pontera to enable financial advisors to manage clients’ retirement accounts, including held away assets.

02 / 09 / 2023

Tech Roundup: Pontera Teams With Benjamin F. Edwards

Benjamin F. Edwards, a dually registered broker-dealer and investment advisor that manages over $38B in client assets, partnered with fintech firm Pontera to enable financial advisors to manage clients’ 401(k)s and other retirement accounts..

02 / 08 / 2023

Benjamin F. Edwards Partners with Pontera to Enhance Its Approach to Providing Tailored Wealth Management

With nearly 300 advisors in 32 states, Benjamin F. Edwards has a distinguished 135-year legacy. The partnership with Pontera upholds their "Golden Rule" focus by giving Edwards advisors the ability to manage, trade and report on held away assets.

02 / 07 / 2023

Advisor Tech Talk: Pontera | Envestnet Integration

Pontera announced that Envestnet has integrated its solution into its financial wellness ecosystem. The integration enables advisors to incorporate clients’ retirement savings account balances into holistic views of their entire financial life.

02 / 03 / 2023

Fintech Bytes: Pontera Integrates with Envestnet

Envestnet has brought Pontera into its financial wellness ecosystem. Advisors can plan, review and bill on employer-sponsored retirement accounts within the Tamarac platform. The Envestnet integration is another step in Pontera’s quick rise.

02 / 02 / 2023

401(k) Specialist: Pontera Integrates its 401(k) Management Capabilities into Envestnet’s Ecosystem

Pontera, the 401(k) fintech platform that enables financial advisors to trade and manage 401(k), 403(b), and other held-away retirement accounts, can now plan, review, and bill on employer-sponsored accounts in applications within the Envestnet | Tamarac platform.

02 / 02 / 2023

ThinkAdvisor: Envestnet Adds Pontera’s 401(k) Management Platform: Tech Roundup

With the new integration, advisors can plan, review and bill on employer-sponsored accounts in applications within the Envestnet | Tamarac platform. Advisors will also be able to incorporate clients’ retirement savings account balances into holistic views of their entire financial lives.

02 / 02 / 2023

Wealthtech Weekly: Pontera lands Envestnet integration

This week, the firm is celebrating being integrated into Envestnet's financial wellness ecosystem. With this integration, advisors and financial professionals can plan, review and bill on employer-sponsored accounts in applications within the popular Envestnet|Tamarac platform.

02 / 01 / 2023

Pontera Announces Integration with Envestnet, Incorporating Its 401(k) Management Capabilities Into Envestnets Ecosystem

With this integration, financial professionals can plan, review, and bill on 401(k) and 403(b) accounts in applications within the Envestnet ecosystem, including the Tamarac platform

02 / 01 / 2023

RIAIntel: 401(K) Fintech Platform Pontera Announces Integration With Envestnet

The move is another in a long line of recent partnerships with some of the biggest players in wealth management that the 401(K) fintech platform has announced over the last two years.

02 / 01 / 2023

WealthManagement.com: Pontera Announces Integration With Envestnet's Tamarac Platform

Through the Envestnet | Tamarac integration, both Envestnet and Tamarac users (that are also clients of Pontera) will be able to run householding and performance reporting across both custodied and held-away accounts.

12 / 15 / 2022

Advisorpedia podcast: Serving the Ecosystem of Financial Services with David Goldman

Pontera's David Goldman appeared with Doug Heikkinen on the Advisorpedia podcast to talk about how advisors and financial institutions can better support their clients' retirement needs

11 / 21 / 2022

Great Valley Advisor Group Selects Pontera to Provide Tailored Retirement Solutions to Advisors

The integration with Pontera is part of GVA's commitment to providing top resources to improve the overall experience of their clients. GVA’s advisors can leverage the Pontera platform to gain a more complete picture of their clients' financial well-being and can securely manage, view, report, supervise and bill on retirement and other held away accounts.

11 / 11 / 2022

FinancialPlanning: Military veterans turned fintech leaders on the values needed to make it

As part of a Veterans Day spotlight, FinancialPlanning interviewed Pontera's Rory Berry (Commander, US Navy) about Veterans moving into finance.

11 / 09 / 2022

Choreo Chooses Pontera to Strengthen Client-First Approach with Held Away Asset Management

Choreo recently engaged with Pontera to enhance its growing tech stack and continue elevating client experience. Their advisors now have access to greater insight into their clients' assets, and can reallocate investments within retirement accounts.

09 / 21 / 2022

Pontera Appoints Nicole Zheng as Chief Marketing Officer

Zheng brings more than 10 years of marketing leadership and strategy execution experience to Pontera. She most recently served as President and CMO at Minim (NASDAQ: MINM)

09 / 12 / 2022

RIA Intel: Three Big Questions: Part 1

Pontera Chief Business Officer, David Goldman, provides his opinion on inflation as a risk to investors.

08 / 22 / 2022

Financial Advisor IQ: Dynasty Partnership to Help with RIA Client’s Retirement Accounts

"Dynasty Financial Partners has partnered with financial technology company Pontera to fully manage 401(k), 403(b) and other held away accounts for clients of the registered investment advisor firms in Dynasty’s network."

08 / 17 / 2022

Pontera and Dynasty Financial Partners Announce Partnership

Dynasty Financial Partners, the leading provider of back and middle-office outsourced solutions for RIAs, has partnered with Pontera. Leveraging Pontera's SOC 2 certified platform, RIAs in Dynasty's network can now fully manage 401(k), 403(b), and other held away accounts for their clients in a secure and compliant manner.

07 / 14 / 2022

Pontera and Hilltop Wealth Advisors Announce Partnership

Pontera and Hilltop Wealth Advisors have partnered to allow Hilltop's financial advisors to utilize the platform for held away account management. Chris Hostetler, CFP, Financial Advisor and Partner at Hilltop Wealth Advisors said: "Through our partnership with Pontera, our advisors gain the additional capability to securely manage clients’ retirement accounts as part of our holistic approach to wealth management."

06 / 30 / 2022

GeoWealth Adds Integration With Pontera

Chicago-based TAMP GeoWealth added an integration with Pontera to improve RIAs' access to held away account data and the ability to manage their clients' 401(k) and other retirement accounts. With Pontera’s technology, GeoWealth can now incorporate held away data alongside custodied accounts for performance reporting and billing.

06 / 30 / 2022

InvestmentNews: Pontera expands access to held-away account management with GeoWealth partnership

"Pontera is continuing its partnership spree in hopes of giving more financial advisers the ability to manage client assets in held-away retirement accounts... For GeoWealth, the integration lets the TAMP provide data from held-away accounts alongside managed assets to incorporate them in performance reporting and billing."

06 / 29 / 2022

ThinkAdvisor: DOL’s Rollover Reckoning Opens Doors for Advisors | ThinkAdvisor

The DOL started enforcing PTE 2020-02 on July 1, 2022, creating new challenges for advisors to face when considering rollover advice for retirement accounts. For well-positioned advisors, however, the new PTE presents an opportunity to stand out among peers, build trust and manage their clients’ retirement wealth more holistically.

06 / 09 / 2022

Pontera and RFG Announce Partnership

Hybrid RIA RFG Advisory has partnered with Pontera to enable their independent financial advisors to securely manage more of their clients' portfolios and help them reach a better retirement.

05 / 26 / 2022

Wealthcare Adds Partnership with Pontera to its Platform

Wealthcare added a partnership with Pontera to its GDX360 wealth management platform to allow its users to benefit from Pontera's held away account management capabilities, including trading without taking custody.

05 / 18 / 2022

Capitect Announces Integration with Pontera

Capitect announced that it has integrated with Pontera to enable financial advisors who use the company’s platform to include held away assets in reporting, billing, and rebalancing. Advisors who use both platforms can view data on these assets inside Capitect to build performance and asset allocation reports as part of holistic planning, applying their advice and strategies to retirement accounts.

05 / 06 / 2022

WealthTech Today Ep. 141: The Anatomy of 401(k) Trading

Pontera's Dave Goldman joined Craig Iskowitz to talk about the benefits of advisor management of retirement accounts and other held away assets, including a focus on the cybersecurity threats that Pontera can help alleviate.

04 / 28 / 2022

Pontera Announces Integration with SS&C’s Advent Custodial Data® Network to Help Advisors Manage Clients’ Retirement Assets

Technology integration unlocks the ability for SS&C Black Diamond users to securely trade and report on held away accounts, including 401(k)s, 403(b)s, and more.

04 / 26 / 2022

Prime Capital Investment Advisors Partners with Pontera to Enable Held Away Account Management

Prime Capital Investment Advisors (PCIA) has partnered with Pontera. This partnership will enable PCIA’s 120 advisors to securely manage clients’ retirement accounts without assuming custody.

04 / 19 / 2022

Pontera Integrates with Morningstar Office to Enable Management of Held Away Assets

Effective immediately, users of the Morningstar Office and Pontera platforms will now be able to view data on 401(k)s, 403(b)s, HSAs, and more in Morningstar Office to show performance, aggregate reports and even bill on held away accounts.

04 / 06 / 2022

Pontera and Mutual Group Announce Partnership

Mutual Group has partnered with Pontera to enable financial advisors to securely and compliantly manage and trade their clients’ retirement accounts. Through the partnership with Pontera, advisors affiliated with Mutual Group can now provide their clients with truly holistic wealth management by trading, managing and reporting on their clients’ held away accounts as part of their overall portfolio.

03 / 17 / 2022

InvestmentNews: SageView partners with Pontera to help advisers manage held-away accounts

Pontera is partnering with SageView Advisory Group, an RIA with $175 billion in assets, to help the firm’s advisers manage clients’ held-away retirement accounts. Pontera’s service lets advisers allocate assets in client accounts that they don’t custody, like 401(k)s and health savings accounts, without getting into trouble with regulators.

03 / 17 / 2022

planadviser: Advisers Can Integrate Clients’ Self-Directed Retirement Accounts

SageView Advisory Group and financial technology company Pontera have partnered on a platform to enable advisers to manage and trade clients’ retirement accounts. The platform passed rigorous cybersecurity quality controls that assess the risks associated with outsourced software solutions that store customer data online, according to the companies.

02 / 23 / 2022

FeeX Secures $80M in New Investment, Changes Name to Pontera

FeeX announced that it has raised $80 million across three recent funding rounds and changed its name to Pontera. Pontera comes from the Latin “pont,” meaning “bridge,” and reflects the company’s aspirations to create the bridge between individuals and a better retirement.

12 / 28 / 2022

WealthManagement: Three Steps to Improve Client Satisfaction in 2022

Long term financial planning can be overwhelming. Despite recent market gains, a study by J.P. Morgan found that 62% of defined contribution plan participants wish they could hand their retirement planning over to an expert. For individuals, predicting a path for investments into the far-off future amid headlines about new COVID-19 variants can feel like trying to build a house on a foundation of sand...

12 / 16 / 2021

FeeX and Coastal Partner on Held-Away Account Solution

FeeX, a provider of financial services technology, has formed a partnership with Coastal Investment Advisors Inc., a registered investment adviser (RIA), to enable Coastal’s advisers to more effectively manage their clients’ held-away accounts.

12 / 14 / 2021

FeeX and Coastal Investment Advisors, Inc. Announce Partnership

Coastal Investment Advisors adds FeeX tech to facilitate management of clients' 401ks, 403bs and other held away client retirement assets. The firm recently rolled out the technology to its 75+ advisors who have already begun to onboard clients onto the platform...

11 / 18 / 2021

FeeX and Advyzon Announce Integration to Help Advisors Manage Clients’ Held Away Assets

FeeX announced a technology integration and partnership with Advyzon, an all-in-one cloud-based financial advisory technology platform. Bringing together the two platforms will further streamline management for financial advisors, allowing them to focus on delivering maximum value to their clients...

11 / 03 / 2021

FeeX Tapped By Priority Financial Group to Power Held Away Account Management

Priority Financial Group announced it has partnered with FeeX, a financial technology provider, to power the firm’s Retirement Plan Center. The Center will allow advisors to securely trade and manage clients’ held-away assets wherever they are held.

10 / 14 / 2021

Carson Onboards FeeX, Offering Leading Fintech Retirement Service to Financial Advisors

Carson Group has partnered with FeeX to give Carson's network of advisors the ability to fully manage their clients' retirement plans. The technology ensures all investment decisions fit into their clients' holistic financial plans by allowing advisors to manage and trade retirement assets alongside other accounts.

08 / 03 / 2021

Dynamic Advisor Solutions Partners with Pontera to Actively Manage Held-Away Accounts

Dynamic Advisor Solutions has partnered with FeeX to provide a Premium Service option that integrates held-away accounts. The service gives advisors visibility into their clients' held-away holdings and available investments. Advisors can execute a sell, buy or exchange order on behalf of their clients, opening avenues of opportunity to add value and improve financial outcomes for their clients.

06 / 08 / 2021

Panoramix and FeeX Announce Technology Integration Facilitating Management, Reporting and Billing on Held Away Assets

Panoramix announced a technology integration with FeeX to allow advisors to trade, manage, and bill on held away accounts through a single platform without triggering custody. This new data feed between the platforms provides users with visibility into held-away assets, enabling users to easily integrate those into household performance reports.

05 / 04 / 2021

Orion Teams With FeeX For Management of Held-Away Assets

A new data feed between Orion and FeeX gives Orion users visibility into the held-away assets managed through the FeeX platform, granting advisors a more complete picture of an investor’s financial landscape, and enabling a more coordinated asset management strategy. Read full story